We guarantee soundness and sustainability in the markets we manage.
Through the solid structure of Corporate Governance, Risk Management and Internal Control, the Mercantile Exchange identifies, measures, monitors, controls/mitigates and reports exposures to all the risks of the entity, ensuring that its analyzes are incorporated into the management of it, and supporting the achievement of its strategic objectives. In turn, its purpose is to provide independent supervision and evaluation of the management of the risks inherent in its activities.
To this end, the following risk management systems have been structured, all developed under a scheme that has policies, methodologies, procedures, documentation, organizational structure, control bodies, technological platform, reports and training:
Learn about the systems through which we manage risks
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SARE
Strategic Risk Management System
Defines the scheme to manage and mitigate the different risks to which the Exchange is exposed as a result of the management of the corporate strategy, internal and external factors aimed at meeting the expectations of stakeholders.
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ISMS
Information Security Management System
The ISMS protects information and technology against threats, internal or external, deliberate or accidental, ensuring compliance with the confidentiality, integrity, availability, legality, privacy and reliability of the information and comply with current legal provisions and meet stakeholder expectations.
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SARO
Operational Risk Management System
Allows effectively identifying, measuring, controling and monitoring the operational risk associated with the different activities, mitigating the probability of incurring losses due to deficiencies, failures, inadequacies in human resources, processes, technology and infrastructure or by the occurrence of external events, including situations related to legal issues
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SGCN
Business Continuity Management System
Allows carrying out the general management for the planning, implementation, operation, monitoring, review, maintenance and improvement of the continuity of the Exchange's businesses in the face of adverse events that may impact them in any way. significant way. Likewise, it seeks to improve resilience to establish the capacity of our organization to build an effective response that allows safeguarding the interests of the parties involved, reputation and brand.
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SARLAFT
Money Laundering and Terrorist Financing Risk Management System (ML/TF)
Prevents the risk of direct materialization or by contagion of ML/TF risks and implements controls against transactions carried out by any counterparty in the markets the Exchange manages and that may imply operational, legal, reputational or contagion impacts for the Exchange.
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SARG
Clearing & Settlement Risk Management System and Guarantee Management
Administers the models, mechanisms and procedures to develop Clearing and Settlement and guarantee management, including margin calls, management of financial resources and other necessary assets for the control, protection and mitigation of the risks associated with the operations that take place in the scenario of the Exchange and that require treatment according to their particularities.